Marymount Databases On ALADIN
ABI/Inform Dateline – Focuses on hard-to-find local and regional business news coverage. – Investment research information on stocks, mutual funds, variable annuities, hedge funds, etc. New York Times (Historical Fully indexed cross-searchable reference books on a variety of topics. ... Return Doc
June 23, 2010
Remove SEC authority to regulate equity indexed annuities. Fiduciary Duty. The Senate counteroffer on section 913 is a failed compromise. as well as a Dateline NBC report titled “Tricks of the Trade.” Accordingly, they should be subject to the ... Fetch Document
Tricks Of The Trade
Dateline is about to show how some insurance agents can take advantage of you. indexed annuities that could earn him big commissions. Rieger: So, this is one of those perfect things where if the market goes up, it soaks up the gains. If the ... Get Document
By Email: Rule-comment@sec - North American Securities ...
Certain Equity-Indexed Annuities to Regulation Under the Federal Securities Laws Dear Ms. Harmon: including the recent investigation featured on “Dateline NBC.” State securities regulators have witnessed the same trend. ... Read Full Source
Cody Foster, Founder, Submitted On Behalf Of Advisors Excel
Very aware of previous precedent that has already been set in the matter of indexed annuities being regulated as a security. Dateline pointed o ut so well in their piece on “Tricks of the Trade” the consumers are rarely hurt. The ... Content Retrieval
Tucker Advisory Group - Official Comment Letter - SEC’s ...
That would, in effect, define most indexed annuities as securities. Please accept this submission for Based upon a clip from NBC’s Dateline on abusive sales practices, the Chairman asserts that such practices “are often used to sell equity ... Read More
IRI’ 2012 OVERNMENT EGAL EGULATORY ONFERENCE ITIGATION ...
Brokers’ Choice was featured in an infamous Dateline special, “Tricks of the Trade,” about equity-indexed annuity sales practices. indexed annuities that were unsuitable for those over age 65. The putative class claims are based ... Access Document
The Pros And Cons Of Equity Indexed Annuities
The Pros and Cons of Equity Indexed Annuities EIAs look attractive to conservative investors today. But product features have changed, so advisers should tread carefully. ... Access Content
Opening Remarks And Dissent; Commissioner Troy A. Paredes
Regarding Final Rule 151A: Indexed Annuities and Certain Other Insurance Contracts Open Meeting of the Securities & Exchange Commission December 17, 2008 television clip from Dateline NBC that described individuals who may have been misled ... Access Document
4-13-08 Dateline NBC
Investment strategy, especially variable and equity indexed annuities reviewed by someone independent, someone you trust, maybe your accountant, lawyer or other financial advisor. It’s your money, it’s your 4-13-08 Dateline NBC Author: ... Retrieve Here
Protect Investors And The Legislative Process: Reject Equity ...
Reject Equity-Indexed Annuities Preemption Amendment Dateline NBC hidden camera expose, they are among the most abusively sold products on the market today. Responding to a rising level of complaints, the Securities and Exchange Commission ... Fetch Full Source
Annuity Sales Supervision Advisory Committee
To supervise the sale of equity-indexed annuities. FINRA hopes that the states will consider its robust examination program as they put suitability rules in place. respond to matters such as the April 13 Dateline NBC “Tricks of the Trade” program on sales of indexed annuities. ... Read More
Fixed Index Annuity Product Pricing And Risk Management
Indexed Annuity Product Pricing and 2012 * Index annuities can be attractive solutions Can be attractive solutions for clients who Are dissatisfied with including Long Term Care Two-tier annuities with illusory benefits Recent negative press For transcript of Dateline NBC aired on 4/13/2008 ... Access This Document
Fixed indexed annuities are annuity contracts issued by state-regulated life insurance television clip from Dateline NBC that described individuals who may have been misled by seemingly unscrupulous sales practices into buying these products. ... View This Document
May 10, 2010
Indexed annuities are hybrid products that supposedly offer investors the combined advantages of guaranteed minimum returns along with profits from stock market gains. time Dateline NBC report entitled “Tricks of the Trade. ... Document Viewer
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Dateline NBC aired an exposé on misleading sales tactics used to sell Seniors indexed annuity products. When planned properly, annuities allow you to accumulate funds tax-deferred until you need them after retirement. ... Get Doc
New Index Annuity/Rider Combo From Athene Annuity Combats ...
Dateline City: GREENVILLE, S.C. The contract includes a fixed account with a 5-year guaranteed rate and two indexed accounts, one monthly additive, the retail sales of fixed annuities, and sales of institutional funding agreements. ... Access Full Source
Indexed annuities in the face of a concerted industry campaign to steer investors away from them, I offered to put my thoughts on paper. o Dateline NBC ran a few specials several years ago about deceptive sales practices ... Document Retrieval
ALI-ABA Conference On Life Insurance Company Products ...
A. Dateline Investigation NBC Dateline reporter Chris Hansen made his mark ca tching alleged child predators with hidden cameras on To Catch a indexed annuities to his mother. He replied, I wo uldn't recommend them to anybody. ... Retrieve Here
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