From seed and early funding rounds through to equity markets. NBC Evening News, KXAN News36 at 10pm, KXAN News36 at 4pm, KXAN Sat 6pm, KXAN Firstcast Sun, Sunday Today, Dateline Sunday, KXAN Sun 5pm, KXAN Abstracted Publication: Formerly called Australian Accountant. ... Get Document
Annuity Sales Supervision Advisory Committee
To supervise the sale of equity-indexed annuities. FINRA hopes that the states will consider its robust examination program as they put suitability rules in place. respond to matters such as the April 13 Dateline NBC “Tricks of the Trade” program on sales of indexed annuities. ... Content Retrieval
CNBC Indexed Annuites - YouTube
As an agent, Equity-Indexed Annuity are wonderful products for Retirees and Baby-Boomers! 2:20 Indexed Annuities (For Dummies) Free Annuity Report! by TheAnnuitycampus 4,111 views 11:50 Indexed Life by whitetreemktg 8,390 views ... View Video
There are many powerful reasons to include equity-indexed annuities in an investor’s financial plan, and many arguments that have been advanced by a variety of media o Dateline NBC ran a few specials several years ago about deceptive sales practices ... Read More
IRI’ 2012 OVERNMENT EGAL EGULATORY ONFERENCE ITIGATION ...
Brokers’ Choice was featured in an infamous Dateline special, “Tricks of the Trade,” NBC’s motion to dismiss, In this litigation, initiated in March 2005, and pertaining to two-tiered equity indexed bonus annuities, ... Get Document
The Pros And Cons Of Equity Indexed Annuities
The Pros and Cons of Equity Indexed Annuities EIAs look attractive to conservative investors today. But product features have changed, so advisers should tread carefully. ... Read More
Fixed Index Annuity Product Pricing And Risk Management
2012 * Index annuities can be attractive solutions Can be attractive solutions for clients who Are dissatisfied with low interest rates Are equity averse and including Long Term Care Two-tier annuities with illusory benefits Recent negative press For transcript of Dateline NBC ... Document Viewer
NASAA Insight - North American Securities Administrators ...
Equity-indexed annuities under federal securities law in 1997. But together with NASAA, we're NASAA recently commended Dateline NBC for its April 13 program, “Tricks of the Trade,” which exposed questionable sales practices that some ... Access Document
Television clip from Dateline NBC that described individuals who may have been misled for Equity-Indexed Annuities, at 9 (2007) (‘‘NAIC Guide’’); National Association for Fixed Annuities, White Paper on Fixed Indexed Insurance Products ... Document Viewer
By Email: Rule-comment@sec - North American Securities ...
Certain Equity-Indexed Annuities to Regulation Under the Federal Securities Laws including the recent investigation featured on “Dateline NBC.” State securities regulators have witnessed the same trend. The plain fact is that EIAs are often ... Read Full Source
Charlottesville NBC 29 WVIR-VA Dateline 29 Sunrise, Dateline 29 at 11 & sales & marketing professionals in the fixed & variable annuities industry. It is dedicated Venture Capital Journal provides extensive coverage & analysis of the private equity market, from fund raising to ... Document Viewer
4-13-08 Dateline NBC
ASC Director on National NBC Dateline hidden camera investigation Last Sunday evening, April 13, 2008, NBC aired a show concerning questionable sales practices by variable annuities and equity-indexed annuities. ... Access This Document
Tucker Advisory Group - Official Comment Letter - SEC’s ...
Based upon a clip from NBC’s Dateline on abusive sales practices, the Chairman asserts that such practices “are often used to sell equity indexed annuities to seniors.” The Chairman goes on to say that “one big reason these abusive sales ... Fetch Full Source
Tricks Of The Trade
70's when they try to sell so-called equity-indexed annuities. Bill Denny: All I really do anymore are called EIAs. That stands for equity indexed annuity. Dateline NBC.Bill Denny: Really?Chris Hansen: --doing a story on sales technique--Bill Denny: You ... Access Content
H. Kimpel J. Bradley Office Of Commissioner Troy A. Paredes
The NBC Dateline segment on FIA's featured only one actual Lowering Ests On Challenged Outlook For Index Annuities American Equity Investment Life Page 2 of 5 June 27, the sale of traditional fixed rate and indexed annuities. ... Fetch This Document
June 23, 2010
Remove SEC authority to regulate equity indexed annuities. Fiduciary Duty. The Senate counteroffer on section 913 is a failed compromise. The House bill provides true authority as well as a Dateline NBC report titled “Tricks of the Trade.” ... Get Content Here
Protect Investors And The Legislative Process: Reject Equity ...
Reject Equity-Indexed Annuities Preemption Amendment Dateline NBC hidden camera expose, they are among the most abusively sold products on the market today. Responding to a rising level of complaints, the Securities and Exchange Commission ... Return Doc
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