Lpl Variable Annuities

New-Wave Annuities
Product marketing for LPL Financial Services in San Diego. "Defined benefit plans are dwindling, and VAs provide a strong alternative." variable annuities, which offer a similar value proposition: upside potential with downside risk protection. ... View Full Source

LPL Financial Contact: www.joinameriprise.com Matt Kelley matthew.c.kelley@ampf.com • 859.391.7026 Contact: www.joinlpl.com Variable annuities 5% Fee Products 0% ETFs 1% Individual securities 55% Real estate 21% Separate accounts 1% Other 42% Number of producing reps 2008 ... View Doc

Wealth Enhancement Advisory Services, LLC 505 North Highway ...
LPL Financial who, as Registered Representatives of LPL Financial, are responsible for the supervision variable annuities. Other securities approved by LPL for investment in the SAM account, including equities, fixed income, ... Access Full Source

FINKELSTEIN & KRINSK LLP
Things, variable annuities contracts and LPL purportedly represents and acts on behalf of and in the best interest of its clients in purchasing such annuities . In the capacity of purchasin g alternative variable Annuity Contracts, ... Fetch Here

DISCLOSURE INFORMATION ERISA RETIREMENT PLAN SERVICE PROVIDER
LPL receives compensation from the distributors of mutual funds and variable annuities that are available to LPL brokerage customers. These payments are made in connection with programs that support LPL’s marketing and sales force education and training efforts, ... Content Retrieval

6 Ways Financial Advisors Charge Fees - Which Ones Are Fair?
Annuities; Careers in Later Life; Insurance; Before Retirement; After Retirement; Interpreting the News; Money Over 55. About.com; Money; Money Over 55; How to Invest; Investment Fees; 6 Ways Financial Advisors Charge Fees - Which Ones are Fair? Advertise on About.com; Our Story; News & Events; SiteMap; ... Read Article

SAM ASSET MANAGEMENT PROGRAM - CSL Financial Group
THIS BROCHURE PROVIDES CLIENTS WITH INFORMATION ABOUT LPL FINANCIAL CORPORATION AND THE STRATEGIC ASSET MANAGEMENT (“SAM”) partnerships, variable annuities, real estate investment trusts, insurance and other investment products. LPL is ... Read Full Source

Payouts And Pricing
LPL FINANCIAL Representative Payout Rate and Charge: Security Type LPL Financial Payout Mutual Funds 90–98% Direct Investments 90–98% Variable Annuities 90–98% ... Fetch Document

Serving Financial Advisors
LPL Financial is a leading source of objective advice for accumulating and managing personal wealth. LPL Financial was n Variable and fixed annuities n Individual stocks and bonds n Estate, college, business, tax, and retirement planning ... Read Document

June 2011 Financial-Planning
Variable annuities.” LPL just launched a fee-based VA that allows advisors to handle asset reallocation more efficiently, Dwyer notes. On the insurance side, total revenues rose by nearly 2%. The FP50 list revealed upticks in average life, disability and long- ... Document Viewer

LPL Financial Contact: www.lpl.com Kevin Dinino kevin.dinino@lpl.com • 858.909.6706 Variable annuities 21% Limited partnerships 0% Individual securities 3% Fee products or programs 27% Other 28% Number of producing reps 2007 Gross revenue ... Fetch Doc

401k Rollover Information - YouTube
Variable and fixed annuities Estate, college, business, and tax planning Domestic and foreign securities Alternative Investments Insurance Securities and Advisory Services offered through LPL Financial. Member FINRA/SIPS. ... View Video

LOG IN
Not registered for Financial Planning.com? The third-party marketing industry is in the midst of a sea change. First there was the consolidation of the industry itself, as larger firms like Raymond James, Cetera and LPL gobbled up or grabbed business from smaller players. ... Read News

Annuities; Careers in Later Life; Insurance; Before Retirement; After Retirement; Interpreting the News; Money Over 55. About.com; Money; Money Over 55; Find Qualified Advisors; How to Find a Financial Advisor; Check Out Your Financial Advisor – Simple Ways To Check Your Financial Advisor’s Credentials; ... Read Article

LPL Account View
2 LPL ACCOUNT VIEW LPL Account View With LPL Account View, you have easy online access to current mutual funds and variable annuities Track Premier and Premier Plus check writing and other activity. LPL ACCOUNT VIEW 7 Statements Page ... Access This Document

Unit Investment Trust - Wikipedia, The Free Encyclopedia
In U.S. financial law, a unit investment trust (UIT) is an exchange-traded mutual fund offering a fixed (unmanaged) portfolio of securities having a definite life. ... Read Article

Investment Advisor
LPL Financial Corporation SEC File Number: 801-10970 Date: 07/27/09 Schedule F of Form ADV Continuation Sheet for Form ADV Part II IRS Empl. Ident. Number and to purchase and sell separate accounts within variable annuities. Other ... Visit Document

STRATEGIC ASSET MANAGEMENT (SAM) CLIENT AGREEMENT
LPL FINANCIAL CORPORATION a Registered Investment Advisor● Member FINRA/SIPC Page 1 A1C – 1009 Client retains the right to Transfer separate accounts within Variable Annuities by contacting the Variable Annuity sponsor directly if desired. ... Fetch Content

Investment Advisor Registration
Linsco/Private Ledger Corp. (“LPL”) is a broker-dealer registered with the National Association of Securities ously purchased load mutual funds, and to purchase and sell separate accounts within variable annuities. ... Read More

ACCOUNT PACKET STRATEGIC ASSET MANAGEMENT (SAMII II ...
As part of the account that are held at third parties, and not at LPL.For example, variable annuities, hedge funds and managed futures are often held directly with the investment sponsor. For those outside positions, client will receive confirmations and ... Read Here

MAY 19, 2011, 3:24 P.M. ET Raymond James Is Ordered To Pay ...
Scheme involving insurance, loans and variable annuities. Their claim, filed with the Financial Industry trading at LPL and market forces resulted in the losses which formed the basis of the complaint," the spokeswoman said. ... Read Here

Annuities; Careers in Later Life; Insurance; Before Retirement; After Retirement; Interpreting the News; Money Over 55. About.com; Money; Money Over 55; How to Invest; Investment Fees; 5 Mutual Fund Fees – Which Mutual Fund Fees Do Your Funds Have; Advertise on About.com; Our Story; News & Events; ... Read Article

Investment Advisor Registration - Encompass Financial And ...
LPL FINANCIAL CORPORATION ously purchased load mutual funds, and to purchase and sell separate accounts within variable annuities. Other securities approved by LPL for investment in the SAM II account, including equities, fixed income, ... Read More

LPL Account View Getting Started Guide - Welcome To Brown ...
LPL Account View offers portfolio accessibility anytime plus the option to participate in an environmentally funds and variable annuities Track Premier and Premier Plus check writing and other activity Portfolio Page Utilize an array of tools to analyze your ... Retrieve Doc